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Author Archives: David E. Frank

Good faith e-discovery error leads to sanctions

Lawyers and a federal judge say a recent ruling from the Southern District of New York shows that litigants who act in good faith but negligently fail to preserve electronic discovery can be subject to severe sanctions.

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And then there were two

A dramatic jurisdictional split among the federal circuit courts of appeal has put in jeopardy more than 400 cases decided by the National Labor Relations Board over the past year-and-a-half.

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Cases emphasize need for ‘corporate Miranda’

Two recent cases dealing with the use of outside counsel for internal corporate investigations — including one involving the international law firm Proskauer Rose — underline the dangers of representing a company and one of its employees at the same time.

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Federal fraud decision stirs controversy

Securities lawyers are closely monitoring the outcome of a motion for reconsideration in a 1st U.S. Circuit Court of Appeals fraud case that has many claiming the court has gone too far. In SEC v. Tambone, the court radically expanded the scope of liability in securities fraud investigations by holding that the conduct of two mutual fund executives could constitute an “implied fraudulent statement” even though they did not actually make any false or misleading statements.

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Bias suit tests strength of arbitration clause

The Massachusetts Supreme Judicial Court recently heard arguments in a case involving the tension between an individual’s right to a jury trial in an employment bias case, and the strong public policy favoring enforcement of arbitration agreements. In St. Fleur ...

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Employee’s unfair competition suit dismissed under anti-SLAPP law

The counterclaim of an employee sued by his former employer for violating a confidentiality agreement was recently dismissed under the Massachusetts anti-SLAPP statute – even where he claimed his former employer’s lawsuit violated an unfair-competition law. The employee, Wiliam Shields, ...

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