Author Archives: daniel.j.lyne

Quattrone Conviction Shows Why Effective Records Retention Policy Is A Must

July 1, 2004 Comments Off on Quattrone Conviction Shows Why Effective Records Retention Policy Is A Must

On May 4, investment banker Frank Quattrone was convicted of obstructing a grand jury investigation, obstructing SEC investigators and witness tampering. The charges carry a maximum sentence of 20 years imprisonment and $500,000 in fines. Quattrone’s crime? Forwarding an e-mail ...